Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brendon Gallagher is a financial advisor with over 30 years of experience in the financial services industry. John has been with LPL Financial LLC since 2002. Prior to joining LPL Financial, John was a financial advisor with Securian Financial Services, Inc. and Equico Securities, Inc. John holds Series 6, 7, 24, 63, and 65 licenses. John is registered to provide investment advisory services in Arkansas, California, Colorado, Florida, Illinois, Kansas, Minnesota, Missouri, Nevada, New Mexico, North Carolina, Ohio, Rhode Island, South Dakota, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/07/2019 - Present
LPL Financial LLC (CHESTERFIELD MO)
MN
09/07/1994 - 12/20/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
04/13/1993 - 09/29/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/13/1993 - 09/29/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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