Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brenden Hawes is a securities professional with over 20 years of experience in the financial services industry. John has held positions at several leading firms including Credit Suisse Securities (USA) LLC, Cantor Fitzgerald & Co., Oscar Gruss & Son, Incorporated, and Burlington Securities Corp. John is currently registered with BNP Paribas Securities Corp. and holds the Series 7, Series 55, Series 63, Series 57TO, and Series 7TO licenses. John is dedicated to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2024 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
06/14/2017 - 09/10/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/19/2002 - 05/05/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/23/1999 - 02/14/2002
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
01/20/1999 - 03/23/1999
BURLINGTON SECURITIES CORP. (NEW YORK NY)
NY
10/21/1998 - 01/22/1999
ERNST & COMPANY (NEW YORK NY)
CT
10/15/1997 - 07/14/1998
ABN AMRO INCORPORATED (STAMFORD CT)
NY
03/14/1997 - 04/07/1997
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BC
Issued 08/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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