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John Bratton Dubose

Ashton Thomas Private Wealth

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About John Bratton Dubose

John Bratton Dubose is a financial advisor with Ashton Thomas Private Wealth. John has been in the financial services industry since 1994. John's experience includes working with individuals, families, and businesses. John is registered as an Investment Advisor Representative in Arizona, Florida, Georgia, Montana, Oregon, South Carolina and Texas. John holds the Series 7, Series 31, Series 63, and Series 65 licenses and is also a Certified Financial Planner. John is committed to providing clients with personalized financial advice and guidance. John works with clients on a variety of financial planning needs, including retirement planning, college savings, investment management, and estate planning.

Firm Information

John Dubose is currently registered with Ashton Thomas Private Wealth. Ashton Thomas Private Wealth is a Scottsdale, Arizona-based wealth management firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and variable product model design and maintenance services. The firm has $2.89 billion in regulatory assets under management and serves a diverse clientele including individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Ashton Thomas Private Wealth

8605 EAST RAINTREE DRIVE

SCOTTSDALE, AZ 85260

$2.89B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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variable product model design and maintenance

Variable product model design and maintenance

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Dubose’s Registration & Firm History

MT

10/18/2019 - Present

Ashton Thomas Private Wealth (BOZEMAN MT)

MT

12/14/2011 - 10/29/2019

WELLS FARGO CLEARING SERVICES, LLC (BOZEMAN MT)

MT

07/20/1994 - 12/14/2011

D.A. DAVIDSON & CO. (BOZEMAN MT)

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Licenses & Designations

IA

Issued 08/06/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Bratton Dubose.
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