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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brandon Lawrence is a financial advisor with Wells Fargo Clearing Services, LLC. John has been in the industry since June 2015. John holds FINRA Series 7 and 66 registrations and the Series SIE exam, as well as licenses in multiple states. John is also a registered Investment Advisor in North Carolina and Texas. Before joining Wells Fargo Clearing Services, LLC, John worked at Scottrade, Inc., and Fidelity Brokerage Services LLC. John focuses on providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/04/2019 - Present
Wells Fargo Clearing Services, LLC (CHAPEL HILL NC)
NC
01/04/2016 - 03/09/2018
SCOTTRADE, INC. (DURHAM NC)
NC
09/17/2014 - 12/07/2015
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BOTH
Issued 10/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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