Unclaimed
John Brandon Hasty is a financial advisor with Fidelity Brokerage Services LLC. John has been in the financial services industry since 2017. John is registered with the Securities and Exchange Commission (SEC) and has a Series 7, Series 63, Series 66, and SIE licenses. John is registered to provide investment advice in 53 states. John previously worked at CITIGROUP GLOBAL MARKETS INC. and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/04/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
FL
02/22/2022 - 09/28/2022
CITIGROUP GLOBAL MARKETS INC. (Jacksonville FL)
FL
12/21/2016 - 02/18/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 10/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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