Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brady Barham is a financial advisor who has been in the industry since 1997. John is registered with Lincoln Investment and has been with the firm since 2017. John is also registered with the following firms: LEGEND EQUITIES CORPORATION, GWN SECURITIES INC., WASHINGTON SQUARE SECURITIES, INC., INTERVEST INTERNATIONAL EQUITIES CORPORATION, CONSECO SECURITIES, INC., CONSECO FINANCIAL SERVICES, INC., and CONSECO EQUITY SALES, INC.. John holds Series 6, 63, 26 and 65 licenses. John's specializations include investments, insurance, financial planning and retirement planning. John provides financial advice to individuals, families and businesses. John has over 25 years of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
06/21/2017 - Present
Lincoln Investment (RUIDOSO NM)
NM
08/02/2006 - 01/03/2017
LEGEND EQUITIES CORPORATION (RUIDOSO NM)
TX
02/07/2005 - 08/03/2006
GWN SECURITIES INC. (BEDFORD TX)
FL
03/19/2003 - 06/15/2004
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
CT
10/16/2002 - 03/24/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CO
06/10/2002 - 10/24/2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
IN
08/05/1998 - 06/10/2002
CONSECO SECURITIES, INC. (CARMEL IN)
IN
04/14/1997 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
IN
05/13/1996 - 04/14/1997
CONSECO EQUITY SALES, INC. (CARMEL IN)
IA
Issued 08/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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