Unclaimed
John Bradley Cline is a financial advisor registered with Wells Fargo Clearing Services, LLC. John has been in the industry since 1991. John has passed the Series 3, 7, 8, 10, and 63 exams. John currently holds registrations in Florida and is also registered as an investment advisor in Florida. John has previous experience with RBC DAIN RAUSCHER INC. and MORGAN STANLEY DW INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/19/2005 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
NY
09/30/2002 - 06/23/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
02/21/1991 - 09/30/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1991
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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