Unclaimed
John Botica is a financial advisor registered with PFS Investments Inc. John joined PFS Investments Inc. in 1988, and is located in Torrance, California. John is also registered with the state of California as an investment advisor representative. John has been in the financial services industry since 1988. John has passed the Series 6, 63, and 65 securities exams and has extensive experience working with individual investors. John is available to discuss your financial needs and help you develop a personalized plan for achieving your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
07/29/2011 - Present
PFS Investments Inc. (TORRANCE CA)
IA
Issued 04/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Botica is the right advisor for you? Invested Better is here to help.