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John Bocksun Lee

National Financial Services LLC

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About John Bocksun Lee

John Bocksun Lee is a financial professional with over 30 years of experience in the financial services industry. John is currently registered with National Financial Services LLC. John has a broad range of experience, having previously worked with firms such as Kemper Clearing Corp., MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc., IDS Life Insurance Company, and Thomson McKinnon Securities Inc. John holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.

Firm Information

John Lee is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Lee’s Registration & Firm History

NJ

11/16/1994 - Present

National Financial Services LLC (JERSEY CITY NJ)

WI

10/27/1991 - 10/26/1994

KEMPER CLEARING CORP. (MILWAUKEE WI)

MA

05/21/1991 - 08/26/1991

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/21/1991 - 08/26/1991

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MN

02/07/1990 - 11/07/1990

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/07/1990 - 11/07/1990

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

01/24/1989 - 10/12/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/27/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Bocksun Lee.
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