Unclaimed
John Bocian is a financial professional with over 25 years of experience in the industry. John is currently registered with Calamos Financial Services LLC and has previously been associated with firms like HALO SECURITIES, LLC, B. C. ZIEGLER AND COMPANY, ALLSTATE FINANCIAL SERVICES, LLC, and ALLSTATE DISTRIBUTORS, L.L.C. John holds several licenses and designations including Series 6, 7, 14, 24, 52TO, 53 and 63. John is a dedicated professional with extensive knowledge in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/25/2024 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
10/26/2022 - 06/11/2024
HALO SECURITIES, LLC (Chicago IL)
IL
01/07/2020 - 10/17/2022
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IL
06/23/2010 - 01/10/2020
ALLSTATE FINANCIAL SERVICES, LLC (Northbrook IL)
IL
11/06/2007 - 11/01/2012
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
11/06/2007 - 09/20/2011
ALFS, INC. (NORTHBROOK IL)
IL
05/04/2007 - 10/25/2007
CORRELL CO. INVESTMENT SERVICES CORP. (HICKORY HILLS IL)
IL
12/17/2002 - 05/04/2007
INVEST FINANCIAL CORPORATION (NAPERVILLE IL)
IL
04/16/2002 - 11/20/2002
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
03/13/1998 - 03/27/2002
IFMG SECURITIES, INC. (PURCHASE NY)
BC
Issued 03/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/03/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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