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John Bocian

Calamos Financial Services LLC

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About John Bocian

John Bocian is a financial professional with over 25 years of experience in the industry. John is currently registered with Calamos Financial Services LLC and has previously been associated with firms like HALO SECURITIES, LLC, B. C. ZIEGLER AND COMPANY, ALLSTATE FINANCIAL SERVICES, LLC, and ALLSTATE DISTRIBUTORS, L.L.C. John holds several licenses and designations including Series 6, 7, 14, 24, 52TO, 53 and 63. John is a dedicated professional with extensive knowledge in the financial services industry.

Firm Information

John Bocian is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Bocian’s Registration & Firm History

IL

06/25/2024 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

IL

10/26/2022 - 06/11/2024

HALO SECURITIES, LLC (Chicago IL)

IL

01/07/2020 - 10/17/2022

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

IL

06/23/2010 - 01/10/2020

ALLSTATE FINANCIAL SERVICES, LLC (Northbrook IL)

IL

11/06/2007 - 11/01/2012

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

11/06/2007 - 09/20/2011

ALFS, INC. (NORTHBROOK IL)

IL

05/04/2007 - 10/25/2007

CORRELL CO. INVESTMENT SERVICES CORP. (HICKORY HILLS IL)

IL

12/17/2002 - 05/04/2007

INVEST FINANCIAL CORPORATION (NAPERVILLE IL)

IL

04/16/2002 - 11/20/2002

ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)

NY

03/13/1998 - 03/27/2002

IFMG SECURITIES, INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 09/03/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/24/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2003

Series 7 - General Securities Representative Examination

BC

Issued 02/18/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Bocian.
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