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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Blair Nicholas is a registered representative and investment advisor representative with Oppenheimer & Co. Inc. John has been in the securities industry since 2000. John has a Series 4, Series 7, Series 63 and Series 65. John has been with Oppenheimer & Co. Inc. since 2011. Prior to that, John was with Barclays Capital Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and SunTrust Capital Markets, Inc. John is registered in Alabama, California, Connecticut, Florida, Georgia, Massachusetts, New York, Ohio, South Carolina, Texas. John specializes in providing financial planning, pension consulting, portfolio management for businesses, portfolio management for individuals and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
10/28/2016 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
07/02/2010 - 09/14/2011
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
06/01/2009 - 07/19/2010
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
09/06/2006 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
06/20/2000 - 09/13/2006
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
IA
Issued 09/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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