Unclaimed
John Blair Knoth is an investment advisor representative at Wedbush Securities Inc. John has been in the securities industry since 1979. John has a Series 7, Series 63, and SIE license. John has been registered with the state of California since 1983. John has held previous positions at Morgan Stanley, A. G. Edwards & Sons, Inc., Prudential-Bache Securities Inc., Thomson McKinnon Securities Inc., and First Jersey Securities, Inc. John has a diverse background in the financial services industry and has been working with clients for over 40 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/19/2018 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
06/01/2009 - 08/09/2018
MORGAN STANLEY (CARLSBAD CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CARLSBAD CA)
CA
10/13/1998 - 04/02/2007
MORGAN STANLEY DW INC. (CARLSBAD CA)
MO
01/02/1991 - 09/28/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/25/1989 - 12/07/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
06/25/1984 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
08/08/1983 - 06/26/1984
RAUSCHER PIERCE REFSNES, INC.
NA
03/01/1982 - 08/02/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/27/1979 - 03/05/1982
FIRST JERSEY SECURITIES, INC.
BC
Issued 12/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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