Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Black Morgan is a financial professional with over 40 years of experience in the securities industry. John is currently registered with Stoever, Glass & Co. Inc. in New York, NY. John has a diverse background in the financial industry, having worked for a number of firms including Standard Credit Securities Inc., Tradition Asiel Securities Inc., and TFS Derivatives Corporation. John holds a variety of licenses and registrations, including Series 63, Series 7, Series 10, Series 24, Series 27, Series 53, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/13/2011 - Present
Stoever, Glass & Co. Inc. (NEW YORK NY)
NY
08/24/2005 - 07/02/2013
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
12/09/2004 - 07/02/2013
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
04/13/2006 - 07/09/2010
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NJ
04/16/2004 - 04/22/2005
PYXIS SECURITIES, LLC (FAIR HAVEN NJ)
NJ
06/14/2000 - 09/19/2003
THE ISLAND ECN (JERSEY CITY NJ)
NY
12/14/2000 - 09/17/2003
ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)
NY
06/03/1996 - 06/29/2000
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
09/13/1993 - 05/31/1996
PROBURSA INTERNATIONAL INC.
NY
06/27/1984 - 08/17/1993
ASIEL & CO. (NEW YORK NY)
NA
04/26/1983 - 08/02/1986
LEHMAN BROTHERS INTERNATIONAL SECURITIES, INC.
NA
04/19/1982 - 06/25/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
08/07/1980 - 04/05/1982
MURIEL SIEBERT & CO., INC.
NA
08/28/1979 - 06/09/1980
SHEARSON LOEB RHOADES INC.
NA
07/23/1979 - 10/28/1979
HANAUER, STERN & CO.
NA
02/22/1979 - 05/06/1979
OLDE & CO., INCORPORATED
NA
09/26/1978 - 03/12/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/08/1977 - 03/12/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
01/03/1977 - 12/16/1977
ADVEST, INC.
NA
08/14/1970 - 03/03/1971
UNITY SECURITIES CORPORATION
IA
Issued 08/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/07/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/25/1989
Series 14 - Compliance Officer Examination
BC
Issued 03/12/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 07/07/1981
Series 4 - Registered Options Principal Examination
BC
Issued 06/10/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/07/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/18/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/06/1980
PC - AMEX Put and Call Exam
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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