Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bertucelli is an active individual advisor registered with FINRA and has over 23 years of experience in the securities industry. John's current firm is J.P. Morgan Securities LLC where John has been employed since June 16, 2014. John has held previous positions with CFT Securities, LLC, Chicago Analytic Trading Company, LLC, Cantor Fitzgerald & Co., TD Securities (USA) LLC, TD Waterhouse Investor Services, Inc., R. J. Thompson Securities, Inc., Wedbush Morgan Securities Inc., Dreyfus Brokerage Services, Inc., The Dreyfus Service Corporation, Charles Schwab & Co., Inc., and The Harriman Group, Inc. John is licensed to offer various products and services including, but not limited to, securities, options, and commodities. John has passed a number of industry exams including the Series 3, 4, 7, 9, 10, 24, 55, 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
06/16/2014 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NJ
01/10/2012 - 09/04/2012
CFT SECURITIES, LLC (PRINCETON NJ)
NY
05/19/2010 - 12/23/2011
CHICAGO ANALYTIC TRADING COMPANY, LLC (NEW YORK NY)
NY
12/15/2008 - 07/17/2009
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/30/2006 - 11/06/2008
TD SECURITIES (USA) LLC (NEW YORK NY)
NE
08/15/2002 - 02/06/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
10/17/2003 - 04/30/2004
R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)
CA
03/06/2000 - 04/22/2002
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
06/24/1998 - 02/11/2000
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NY
12/21/1996 - 09/23/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
TX
11/27/1995 - 10/29/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/31/1995 - 05/26/1995
THE HARRIMAN GROUP, INC. (JERICHO NY)
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/09/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Bertucelli is the right advisor for you? Invested Better is here to help.
