Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bernard Roth is a registered representative with Charles Schwab & Co., Inc. John has been in the financial services industry since April 18, 2018. Prior to joining Charles Schwab, John was associated with TD Ameritrade, Inc. John holds Series 3, 7, 34, and 63 securities licenses and the SIE exam. John is registered to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
05/10/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
04/19/2018 - 05/10/2024
TD AMERITRADE, INC. (St. Louis MO)
BC
Issued 04/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 11/30/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure John Roth is the right advisor for you? Invested Better is here to help.
