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John Benjamin Spooner

Tiaa-Cref Individual & Institutional Services, LLC

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About John Benjamin Spooner

John Benjamin Spooner is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC, working in the Richmond, VA area. John has been in the securities industry since 2014 and has experience in various investment and financial planning services. He is registered with FINRA as a Registered Representative and is licensed as an Investment Advisor Representative in Virginia. John holds licenses in Series 6, 7, 63, and 66, reflecting his expertise in the industry.

Firm Information

John Spooner is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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John Spooner’s Registration & Firm History

VA

10/27/2021 - Present

Tiaa-Cref Individual & Institutional Services, LLC (RICHMOND VA)

VA

04/22/2021 - 09/14/2021

WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)

VA

02/14/2020 - 03/11/2021

AMERITAS INVESTMENT COMPANY, LLC (MECHANICSVILLE VA)

VA

04/07/2014 - 02/07/2020

MML INVESTORS SERVICES, LLC (Glen Allen VA)

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Licenses & Designations

BOTH

Issued 05/19/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Benjamin Spooner.
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