Unclaimed
John Benjamin Nelson is an investment advisor representative with Ameriprise Financial Services, LLC. John has been in the industry since 2004 and has experience with a variety of financial products and services. John is registered with the state of Iowa and is a member of FINRA and the Securities Investor Protection Corporation (SIPC). John has a strong track record of success and is committed to providing his clients with the highest level of service. John previously worked for LPL Financial LLC and Dewaay Financial Network, LLC. In addition to his professional work, John is active in the community and enjoys spending time with his family and friends.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
08/21/2020 - Present
Ameriprise Financial Services, LLC (Des Moines IA)
IA
08/11/2011 - 08/25/2020
LPL FINANCIAL LLC (DES MOINES IA)
IA
09/12/2006 - 08/09/2011
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
11/09/2005 - 09/11/2006
VSR FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
CT
03/12/2004 - 09/20/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
Issued 08/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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