Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Benjamin Lessley is a registered representative with DFA Securities LLC. John has been in the securities industry since 1984 and has a strong track record of success. John holds Series 7 and Series 63 licenses, as well as the SIE exam. John has worked with several firms throughout their career, including TCW FUNDS DISTRIBUTORS, CHARLES SCHWAB & CO., INC., and GNA SECURITIES, INC. John's extensive experience and knowledge of the financial markets make them a valuable resource for investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/05/2008 - Present
DFA Securities LLC (SANTA MONICA CA)
CA
08/05/2002 - 02/12/2008
TCW FUNDS DISTRIBUTORS (LOS ANGELES CA)
TX
09/13/1991 - 06/12/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
02/22/1990 - 08/16/1991
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CA
06/13/1989 - 02/22/1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
VA
12/16/1988 - 05/20/1989
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
11/23/1987 - 12/19/1988
GFC SECURITIES CORPORATION
NA
09/12/1984 - 11/09/1987
DEAN WITTER REYNOLDS INC.
NA
01/25/1984 - 04/30/1984
BARABAN SECURITIES, INC.
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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