Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Benjamin Cumming is a financial professional with over 20 years of experience in the industry. John is currently registered with Truist Securities, Inc. and is licensed in 52 states. John has a broad range of experience and holds the Series 7, 24, 63, 79TO, and SIE licenses. Previously John was employed by Fleet Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/10/2010 - Present
Truist Securities, Inc. (ATLANTA GA)
TX
12/22/2000 - 05/22/2003
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 03/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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