Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Benesch is a financial professional with over 37 years of experience in the industry. John is currently registered with Guggenheim Investor Services, LLC in New York, New York. Previously, John has been employed by UBS Securities LLC, HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Ladenburg, Thalmann & Co., Inc., D. Blech & Company, Incorporated, and Safi an Investment Research, Inc. John holds licenses in Series 4, 7, 8, 9, 10, 14, 24, 63, 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/26/2023 - Present
Guggenheim Investor Services, LLC (NEW YORK NY)
NY
01/22/2018 - 11/22/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
08/04/2004 - 01/30/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/05/1996 - 08/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/26/1994 - 01/29/1996
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
05/29/1991 - 08/19/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/06/1987 - 05/16/1991
SAFIAN INVESTMENT RESEARCH, INC. (WHITE PLAINS NY)
NA
04/23/1985 - 04/06/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 07/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 03/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 05/28/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/16/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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