Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ben Neuenswander is a financial advisor who has been in the industry since 1995. John is currently registered with LPL Financial LLC, and has also been registered with other firms, including CETERA ADVISOR NETWORKS LLC, AXA ADVISORS, LLC, FINANCIAL NETWORK INVESTMENT CORPORATION, BENEFICIAL INVESTMENT SERVICES, INC., CUNA BROKERAGE SERVICES, INC., and FIDELITY BROKERAGE SERVICES, INC. John is registered with the states of Oregon and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/30/2022 - Present
LPL Financial LLC (MURRAY UT)
UT
06/21/2010 - 10/03/2022
CETERA ADVISOR NETWORKS LLC (MURRAY UT)
UT
01/27/2010 - 06/22/2010
AXA ADVISORS, LLC (SALT LAKE CITY UT)
UT
06/02/2003 - 02/01/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (SALT LAKE CITY UT)
UT
04/07/2006 - 03/31/2008
BENEFICIAL INVESTMENT SERVICES, INC. (SALT LAKE CITY UT)
IA
09/15/1998 - 06/05/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
RI
06/04/1993 - 11/01/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 08/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Neuenswander is the right advisor for you? Invested Better is here to help.
