Unclaimed
John Bayard Glover is an investment advisor representative for Neuberger Berman BD LLC. John has been in the industry since 1992 and holds a Series 6, 7, 9, 10, 22, 31, 63, 65, and 66 licenses. John works in West Palm Beach, Florida and has branch office locations in both West Palm Beach and Delray Beach, Florida. John's previous employers include UST Securities Corp., Sanford C. Bernstein & Co., LLC, Investacorp, Inc., FSC Securities Corporation, Mutual Service Corporation and CIGNA Financial Advisors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
03/29/2021 - Present
Neuberger Berman BD LLC (WEST PALM BEACH FL)
FL
01/03/2005 - 12/06/2006
UST SECURITIES CORP. (BOCA RATON FL)
NY
09/11/2001 - 11/11/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
FL
02/29/2000 - 05/21/2001
INVESTACORP, INC. (MIAMI FL)
GA
08/23/1995 - 02/29/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
01/17/1995 - 08/22/1995
MUTUAL SERVICE CORPORATION (BOSTON MA)
PA
12/17/1990 - 01/17/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BOTH
Issued 01/17/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/21/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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