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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Battista Napoleone is an Investment Advisor Representative at Realta Investment Advisors, Inc. with a focus on providing financial planning, portfolio management, and pension consulting services. John has been in the industry since 2006 and holds a Series 7, Series 31, Series 63, Series 66, and SIE licenses. John has experience working with individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
12/06/2022 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
CA
02/08/2022 - 11/18/2022
EMERSON EQUITY LLC (SAN MATEO CA)
FL
10/19/2020 - 02/10/2022
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
PA
02/04/2020 - 09/16/2020
CABOT LODGE SECURITIES LLC (Conchohocken PA)
CA
09/07/2018 - 01/06/2020
SELECT CAPITAL CORPORATION (SAN JUAN CAPISTRANO CA)
FL
03/31/2016 - 03/02/2017
S2K FINANCIAL LLC (ORLANDO FL)
NY
05/15/2009 - 12/09/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
CT
11/03/2008 - 04/28/2009
FMG DISTRIBUTORS, INC. (NEW CANAAN CT)
CT
11/07/2006 - 07/30/2007
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
AZ
03/22/2006 - 11/14/2006
COLE CAPITAL CORPORATION (PHOENIX AZ)
NY
09/22/2005 - 03/08/2006
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
CT
03/18/2004 - 08/30/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
12/06/2002 - 12/08/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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