Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Batties Saragusa is a financial professional with over 7 years of experience in the industry. John currently holds registrations in 37 states for securities and is a registered representative with FHN Financial Securities Corp., a broker-dealer. John has a Series 7, SIE, and Series 63. Prior to joining FHN Financial Securities Corp., John worked with Coastal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/01/2017 - Present
FHN Financial Securities Corp. (HOUSTON TX)
TX
07/28/2015 - 04/01/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 08/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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