Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bates is a financial advisor with State Farm VP Management Corp. John has been a financial advisor for 8 years and holds the Series 6, 7, 26, 51 and 63 licenses. John is registered with the state of Illinois. John was previously employed with Country Capital Management Company and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/12/2024 - Present
State Farm VP Management Corp. (Richardson TX)
IL
12/17/2018 - 09/15/2023
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
IL
09/15/2015 - 12/14/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NORMAL IL)
BC
Issued 10/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/01/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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