Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Barrett Grace is a financial professional with over 20 years of experience in the industry. John is currently registered with Charles Schwab & Co., Inc. and TD Ameritrade Clearing, Inc., serving clients in Omaha, Nebraska. John has held previous positions with TD AMERITRADE, INC., THINKORSWIM, INC., HIGH MARK SECURITIES, INC., PARK AVENUE SECURITIES LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. John is a Series 7, Series 3, Series 24, Series 34, Series 55, Series 63, and Series 66 licensed professional and has also passed the Securities Industry Essentials Examination and the Securities Trader Exam. John is also registered as a financial professional in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
01/23/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
TX
08/23/2006 - 07/29/2024
TD AMERITRADE, INC. (Westlake TX)
IL
06/15/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
FL
04/02/2003 - 07/08/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
NY
09/06/2002 - 04/09/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
06/05/2002 - 09/04/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/05/2002 - 09/04/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 10/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/21/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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