Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Barnes is an investment advisor representative with LPL Financial LLC. John has been in the financial services industry for over 11 years. John is registered to offer securities in the states of Arizona, California, Georgia, Hawaii, Louisiana, Maine, Mississippi, Missouri, New Mexico, North Carolina, Ohio, and Texas. John is also a registered investment advisor in the states of California, Hawaii, New Mexico, and Texas. John is licensed to provide financial planning and pension consulting services. John is also licensed to manage portfolios for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/23/2021 - Present
LPL Financial LLC (RIVERSIDE CA)
CA
10/19/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (RIVERSIDE CA)
IA
Issued 06/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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