Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Higgins is a financial advisor with Needham & Company, LLC. He is a licensed professional with over 18 years of experience in the financial services industry. He has previously held positions at JANNEY MONTGOMERY SCOTT LLC and ADAMS HARKNESS, INC. John specializes in investment banking and securities research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
MA
04/02/2007 - Present
Needham & Company, LLC (BOSTON MA)
MA
01/19/2005 - 04/03/2007
JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)
NY
06/24/2004 - 12/01/2004
ADAMS HARKNESS, INC. (NEW YORK NY)
BC
Issued 09/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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