Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Baratta Jr. is a financial professional with over 30 years of experience in the industry. John is currently registered with Marex Capital Markets Inc. in Red Bank, NJ. John's previous experience includes roles at Cowen and Company, Cowen Prime Services LLC, Park City Capital, Inc., RBC Capital Markets Corporation, Carlin Equities, LLC, FJG Securities Inc., Albert Fried & Company, LLC, Lek Securities Corporation, Puglisi & Co., Ladenburg, Thalmann & Co., Inc., Gruntal & Co., L.L.C., Gaines, Berland Inc., Rickel & Associates, Inc., Westfield Financial Corporation, Vanderbilt Securities, Inc., S. D. Cohn & Co., Inc., Manchester Rhone Securities Corp., V P Securities, Inc., Donald & Co. Securities Inc., William M. Cadden & Co., Inc., and Investors Center, Inc. John is a holder of Series 7, Series 25, Series 55, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/08/2023 - Present
Marex Capital Markets Inc. (Red Bank NJ)
NJ
08/04/2021 - 12/13/2023
COWEN AND COMPANY (Red Bank NJ)
NJ
03/29/2011 - 02/10/2022
COWEN PRIME SERVICES LLC (Iselin NJ)
PA
02/10/2010 - 03/10/2011
PARK CITY CAPITAL, INC. (JENKINTOWN (MONTGOMERY) PA)
NY
01/02/2007 - 02/22/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
08/11/2006 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
04/11/2005 - 08/10/2006
FJG SECURITIES INC. (NEW YORK NY)
NY
03/21/2006 - 08/04/2006
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
11/04/2002 - 04/19/2005
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
03/11/2002 - 07/31/2002
PUGLISI & CO. (NEW YORK NY)
NY
10/20/2000 - 03/11/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/14/1998 - 11/15/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
08/11/1997 - 08/03/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
11/14/1994 - 07/31/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
04/01/1993 - 10/28/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NA
07/24/1990 - 11/30/1993
VANDERBILT SECURITIES, INC.
NY
04/08/1992 - 03/24/1993
S. D. COHN & CO., INC. (HAUPPAUGE NY)
NA
09/24/1990 - 10/31/1991
MANCHESTER RHONE SECURITIES CORP.
NA
11/21/1989 - 10/15/1990
V P SECURITIES, INC.
NJ
11/14/1989 - 12/06/1989
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NA
01/24/1989 - 11/20/1989
WILLIAM M. CADDEN & CO., INC.
NA
08/23/1988 - 01/30/1989
INVESTORS CENTER, INC.
BC
Issued 09/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 06/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure John Baratta jr is the right advisor for you? Invested Better is here to help.
