Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Baratta is a registered representative with Morgan Stanley and has been in the financial services industry since December 9, 1990. John has been associated with Morgan Stanley since March 2014. John also previously held positions with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, J GIORDANO SECURITIES GROUP, TEJAS SECURITIES GROUP, INC., and NDB CAPITAL MARKETS, LP. John holds licenses in several states and is also a Board of Trustees Member for the Hasbrouck Heights Free Public Library.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
01/23/2006 - 03/31/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NJ
05/13/2004 - 12/31/2005
J GIORDANO SECURITIES GROUP (LITTLE FALLS NJ)
TX
01/13/2003 - 07/01/2003
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
NY
06/20/1989 - 06/26/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BOTH
Issued 02/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Baratta is the right advisor for you? Invested Better is here to help.
