Unclaimed
John Baptist Papa is a financial advisor with over 24 years of experience in the financial services industry. John is currently registered with Cetera Investment Advisers LLC and holds Series 6 and 63 securities licenses as well as the SIE exam. John also holds the CFP® designation. John has a long and varied work history, having previously been registered with HOCHMAN & BAKER SECURITIES, INC. John also has experience in commercial real estate and tax preparation. John specializes in providing financial planning, investment management, and insurance services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2004 - Present
Cetera Investment Advisers LLC (LONGWOOD FL)
CT
01/12/2000 - 09/15/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 1/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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