Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Baker is a financial advisor with Janus Henderson Distributors US LLC, located in New York, NY. John has been in the financial services industry since 2020. John holds the Series 7, Series 66, Series 9, and SIE licenses and is registered in 51 states. Previously, John was employed at UBS Financial Services INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/08/2024 - Present
Janus Henderson Distributors US LLC (New York NY)
NJ
08/31/2020 - 01/08/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 09/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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