Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Babu is a registered representative and investment advisor representative with Avantax Advisory Services. John holds Series 63, 65, 7TO and SIE licenses and is registered to provide financial and investment advice in Texas. John has over 14 years of experience in the financial services industry, having previously worked with Principal Securities, Inc. and WiseView Financial Services. John is also the Managing Member of JJB CPA GROUP PLLC, a CPA firm that provides tax and accounting services to individuals and businesses. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
08/22/2024 - Present
Avantax Advisory Services (DALLAS TX)
TX
02/16/2022 - 06/12/2024
PRINCIPAL SECURITIES, INC. (Sugar Land TX)
BC
Issued 03/05/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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