Unclaimed
John Troy has been working in the financial industry since 1989 and is currently registered with MML Investors Services, LLC. John has a wide range of experience in the financial services industry, including experience with Park Avenue Securities LLC, Girard Securities, Inc., PSA Equities, Inc., and Guardian Investor Services Corporation. John has passed the Series 6, Series 7, Series 63, and Series 65 examinations, as well as the Securities Industry Essentials Examination. John holds the Certified Financial Planner designation. John is also registered to provide investment advice in Florida and Maryland. John is a dedicated financial advisor with a passion for helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
01/16/2024 - Present
MML Investors Services, LLC (Atlantic Beach FL)
MD
02/27/2017 - 04/29/2022
PARK AVENUE SECURITIES LLC (Hunt Valley MD)
MD
11/02/2015 - 03/02/2017
GIRARD SECURITIES, INC. (HUNT VALLEY MD)
MD
01/02/2013 - 10/30/2015
PSA EQUITIES, INC. (HUNT VALLEY MD)
MD
05/03/1999 - 01/04/2013
PARK AVENUE SECURITIES LLC (SPARKS MD)
NY
05/22/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
04/21/1989 - 06/04/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/21/1989 - 06/04/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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