Unclaimed
John B Song is a securities professional with over 18 years of experience in the industry. John has a broad background in trading and sales, having worked at several firms including Tullett Prebon Financial Services LLC, Greywolf Execution Partners, Inc., MND Partners, Inc., Lombardi & Co., Inc., Pacific American Securities, LLC, Hudson Securities, Inc., Sloan Securities Corp., and Pulse Trading, Inc. John holds several licenses, including Series 7, 63, 55, 25, SIE and 57TO. John is currently registered with TP Icap Global Markets Americas LLC as a Registered Representative. John is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/01/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/19/2012 - 02/02/2016
GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)
NY
09/07/2010 - 11/19/2012
MND PARTNERS, INC. (NEW YORK NY)
NY
02/06/2008 - 09/03/2010
LOMBARDI & CO., INC. (NEW YORK NY)
CA
08/26/2008 - 07/02/2009
PACIFIC AMERICAN SECURITIES, LLC (SAN DIEGO CA)
NJ
10/08/2004 - 06/06/2006
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NJ
06/11/2004 - 09/24/2004
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
MA
05/15/2003 - 12/15/2003
PULSE TRADING, INC. (BOSTON MA)
BC
Issued 07/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2010
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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