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John B Song

TP Icap Global Markets Americas LLC

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About John B Song

John B Song is a securities professional with over 18 years of experience in the industry. John has a broad background in trading and sales, having worked at several firms including Tullett Prebon Financial Services LLC, Greywolf Execution Partners, Inc., MND Partners, Inc., Lombardi & Co., Inc., Pacific American Securities, LLC, Hudson Securities, Inc., Sloan Securities Corp., and Pulse Trading, Inc. John holds several licenses, including Series 7, 63, 55, 25, SIE and 57TO. John is currently registered with TP Icap Global Markets Americas LLC as a Registered Representative. John is licensed in New York.

Firm Information

John Song is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Song’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

02/01/2016 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

11/19/2012 - 02/02/2016

GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)

NY

09/07/2010 - 11/19/2012

MND PARTNERS, INC. (NEW YORK NY)

NY

02/06/2008 - 09/03/2010

LOMBARDI & CO., INC. (NEW YORK NY)

CA

08/26/2008 - 07/02/2009

PACIFIC AMERICAN SECURITIES, LLC (SAN DIEGO CA)

NJ

10/08/2004 - 06/06/2006

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NJ

06/11/2004 - 09/24/2004

SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)

MA

05/15/2003 - 12/15/2003

PULSE TRADING, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2010

Series 25 - NYSE Trading Assistant Examination

BC

Issued 09/21/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John B Song.
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