Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Austin Stumpf is a registered representative with Samco Capital Markets, Inc. John has been in the industry since August 16, 2010 and holds Series 7, Series 63, SIE and Series 52TO licenses. John has been registered with Samco Capital Markets, Inc. since January 24, 2022. John is also registered in California, Texas and Utah. Prior to joining Samco Capital Markets, Inc., John was employed by RBC CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/24/2022 - Present
Samco Capital Markets, Inc. (DALLAS TX)
CA
08/17/2010 - 02/04/2022
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 09/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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