Unclaimed
John Austin Howle is a financial advisor with over 38 years of experience in the industry. He is currently registered with U.S. Capital Wealth Advisors, LLC, and has been with the firm since June 2021. Previously, John held positions at firms such as Raymond James & Associates, Inc., May Financial Corporation, and Southwest Securities, Inc. John holds several securities licenses including Series 7, Series 52, Series 53, Series 63, and Series 66. He is also licensed as an Investment Advisor Representative (IAR) in Texas. John specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
02/12/2002 - 07/14/2014
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
04/25/1996 - 02/27/2002
MAY FINANCIAL CORPORATION (DALLAS TX)
TX
12/20/2001 - 02/11/2002
SWS SECURITIES INC. (DALLAS TX)
TX
05/19/1995 - 04/11/1996
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
01/26/1988 - 06/12/1995
BARRE & COMPANY, INCORPORATED (DALLAS TX)
NA
05/07/1987 - 01/26/1988
ADDISON SECURITIES, INC.
NA
08/23/1984 - 03/27/1987
DEAN WITTER REYNOLDS INC.
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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