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John Austin Howle

U.s. Capital Wealth Advisors, LLC

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About John Austin Howle

John Austin Howle is a financial advisor with over 38 years of experience in the industry. He is currently registered with U.S. Capital Wealth Advisors, LLC, and has been with the firm since June 2021. Previously, John held positions at firms such as Raymond James & Associates, Inc., May Financial Corporation, and Southwest Securities, Inc. John holds several securities licenses including Series 7, Series 52, Series 53, Series 63, and Series 66. He is also licensed as an Investment Advisor Representative (IAR) in Texas. John specializes in financial planning, portfolio management, and pension consulting.

Firm Information

John Howle is currently registered with U.s. Capital Wealth Advisors, LLC. U.S. Capital Wealth Advisors, LLC is an investment advisor based in Houston, TX, managing over $6.8 billion in assets for a diverse clientele, including individuals, businesses, charities, and retirement plans. The firm provides a comprehensive suite of advisory services including financial planning, pension consulting, and portfolio management, with a focus on personalized strategies and client-centric solutions.
U.s. Capital Wealth Advisors, LLC

4444 WESTHEIMER RD.

HOUSTON, TX 77027

$6.82B

Assets Under Management

1

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Howle’s Registration & Firm History

TX

06/30/2021 - Present

U.s. Capital Wealth Advisors, LLC (AUSTIN TX)

TX

02/12/2002 - 07/14/2014

RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)

TX

04/25/1996 - 02/27/2002

MAY FINANCIAL CORPORATION (DALLAS TX)

TX

12/20/2001 - 02/11/2002

SWS SECURITIES INC. (DALLAS TX)

TX

05/19/1995 - 04/11/1996

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

01/26/1988 - 06/12/1995

BARRE & COMPANY, INCORPORATED (DALLAS TX)

NA

05/07/1987 - 01/26/1988

ADDISON SECURITIES, INC.

NA

08/23/1984 - 03/27/1987

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BOTH

Issued 06/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/1991

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for John Austin Howle. Review regulatory record here.
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