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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Zuba is a financial advisor who has been in the industry since 1989. Currently, John Paul Zuba is registered with Wealthpenn.comllc. John Paul Zuba previously worked for Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., PRUCO Securities Corporation, and The Prudential Insurance Company of America. John Paul Zuba holds licenses for Series 31, Series 7, Series 6, Series 63, Series 65, Series 9, Series 10, and SIE exams. John Paul Zuba specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/01/2009 - Present
Wealthpenn.comllc (Cincinnati OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
OH
03/23/1995 - 04/02/2007
MORGAN STANLEY DW INC. (CINCINNATI OH)
NJ
07/11/1989 - 03/09/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/11/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 5/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/28/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 4/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 7/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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