Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Augustine Manning is a registered representative with MML Investors Services, LLC. John has been in the securities industry since February 15, 2006. John is also an insurance broker. John has a Series 6, Series 21, Series 25, Series 63, and SIE. John is registered in Connecticut and New York. John specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (GARDEN CITY NY)
NY
11/08/2012 - 10/28/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
03/01/2002 - 10/01/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
10/01/2000 - 03/01/2002
LYDEN, DOLAN, NICK & CO., LLC (NEW YORK NY)
BC
Issued 12/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/21/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 01/18/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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