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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn August Smith is a financial advisor with over 20 years of experience in the industry. John is currently registered with LPL Financial LLC in Scranton, PA. John has experience working with clients of all types, including individuals, families, businesses, and retirement plans. John is also a registered investment advisor (IA) in the state of Pennsylvania. John is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
03/03/2022 - Present
LPL Financial LLC (SCRANTON PA)
PA
01/14/2010 - 12/31/2019
NATIONWIDE SECURITIES, LLC (CLARKS SUMMIT PA)
PA
04/17/2002 - 12/31/2009
NATIONWIDE SECURITIES, LLC (CLARKS SUMMIT PA)
NJ
09/28/1998 - 04/16/2002
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 10/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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