Unclaimed
John August Schaars is an investment advisor representative with Cetera Investment Advisers LLC. John has been in the financial services industry since 2001. John has a series 7, 63, and 65 license. John works out of the Suwanee, Georgia office of Cetera Investment Advisers LLC. John specializes in providing financial planning services, portfolio management services, and pension consulting. Cetera Investment Advisers LLC is an investment advisor that provides a wide range of financial planning and investment management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/14/2023 - Present
Cetera Investment Advisers LLC (SUWANEE GA)
GA
02/04/2014 - 06/17/2015
QUESTAR CAPITAL CORPORATION (WOODSTOCK GA)
GA
11/12/2013 - 01/10/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (JOHNS CREEK GA)
CA
03/09/2011 - 11/28/2011
WORLD GROUP SECURITIES, INC. (CORONA CA)
CT
06/05/2008 - 05/14/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
03/08/2006 - 05/01/2008
TOUCHSTONE SECURITIES, INC. (NORWALK CT)
CA
06/21/2004 - 01/03/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
07/30/2001 - 02/04/2004
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
VA
02/14/2000 - 07/30/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
01/29/1999 - 12/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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