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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harding is an investment advisor representative at LPL Financial LLC in Tulsa, Oklahoma. John has been in the financial services industry since 1996. John is a registered investment advisor in Oklahoma and Texas. John has experience with a variety of firms including CETERA ADVISORS LLC and ARVEST ASSET MANAGEMENT. John offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/04/2018 - Present
LPL Financial LLC (TULSA OK)
OK
08/07/2015 - 06/28/2018
CETERA ADVISORS LLC (TULSA OK)
OK
08/22/2013 - 08/07/2015
ARVEST ASSET MANAGEMENT (TULSA OK)
PA
03/21/2011 - 05/14/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OK
07/17/2009 - 04/04/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (TULSA OK)
PA
05/23/2008 - 02/09/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CO
10/03/2007 - 05/27/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
01/31/2003 - 10/25/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NY
09/26/2002 - 01/27/2003
QUICK & REILLY, INC. (NEW YORK NY)
IA
10/19/1999 - 10/11/2002
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
OH
05/14/1999 - 09/24/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
01/21/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
MN
06/04/1997 - 01/23/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
11/16/1995 - 06/06/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/12/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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