Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Attard is a financial advisor with over 25 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. John's previous experience includes UBS Financial Services Inc., Citigroup Global Markets Inc., and BANC ONE SECURITIES CORPORATION. John holds a Series 63, Series 65, Series 7, Series 31, and Series 52 license. John specializes in working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/04/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/24/2008 - 11/13/2015
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
09/30/2003 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
02/01/1999 - 10/24/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
12/09/1998 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
MN
12/22/1993 - 09/19/1997
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 10/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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