Unclaimed
John Arthur Vaccaro is a financial advisor who has been in the industry since 1994. John is currently registered with MML Investors Services, LLC and has been with the firm since 2007. Prior to that, John worked for several other firms including MML Strategic Distributors, LLC, MSI Financial Services, Inc., and Hartford Equity Sales Company Inc. John holds several securities licenses including Series 6, 7, 24, 63 and 65. John is registered to provide investment advice and sell securities in several states. John specializes in providing financial planning, portfolio management and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/18/2007 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
02/27/2014 - 09/17/2021
MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
07/14/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
MA
08/22/2007 - 11/04/2013
MMLISI FINANCIAL ALLIANCES, LLC (SPRINGFIELD MA)
CT
08/03/2004 - 04/24/2007
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
07/02/2002 - 07/06/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NJ
11/18/1998 - 06/19/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
03/01/1995 - 10/14/1998
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
06/20/1994 - 03/01/1995
COLONIAL INVESTMENT SERVICES
IA
Issued 04/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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