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John Arthur Solarczyk

Herbert J. Sims & CO, Inc.

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About John Arthur Solarczyk

John Arthur Solarczyk is a financial advisor with Herbert J. Sims & Co, Inc. John has been in the financial services industry since 1994. John holds a Series 63, 7, 24, 52, 53 and 79 license and is licensed to sell securities in Arizona, California, Colorado, Florida, New Mexico and North Carolina.

Firm Information

John Solarczyk is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Solarczyk’s Registration & Firm History

CA

01/25/2024 - Present

Herbert J. Sims & CO, Inc. (San Clemente CA)

CA

03/06/2019 - 02/22/2024

RBC CAPITAL MARKETS, LLC (LOS ANGELES CA)

CA

12/08/2015 - 03/06/2019

B. C. ZIEGLER AND COMPANY (Newport Beach CA)

CA

04/01/2014 - 11/23/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)

CA

07/27/2011 - 04/23/2014

E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)

CA

02/01/2011 - 06/30/2011

STERNE, AGEE & LEACH, INC. (NEWPORT BEACH CA)

CA

05/06/2010 - 02/09/2011

NOLLENBERGER CAPITAL PARTNERS INC. (NEWPORT BEACH CA)

CA

02/12/2008 - 05/10/2010

CHILTON & ASSOCIATES, INC. (LOS ANGELES CA)

CA

08/23/1994 - 02/13/2008

E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 11/17/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Arthur Solarczyk.
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