Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Arthur Rosell is a financial advisor with over 30 years of experience in the industry. John has been registered with FHN Financial Securities Corp. since January 2002. John has held prior roles with Griffin, Kubik, Stephens & Thompson, Inc. and Dean Witter Reynolds Inc. John is licensed in 14 states, including California, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, Minnesota, Missouri, New York, Ohio, Pennsylvania, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/16/2002 - Present
FHN Financial Securities Corp. (CHICAGO IL)
MN
01/10/1995 - 10/29/2001
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
NY
07/07/1994 - 01/12/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/25/1991 - 07/05/1994
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
BC
Issued 06/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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