Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marginson is a financial professional who has been in the industry for over 40 years, specializing in financial planning, and portfolio management for businesses and individuals. He has been registered with Brown, Lisle/cummings, Inc. since 1978. His prior experience spans over a decade, beginning in 1978. John has a wide range of licenses and registrations, including Series 7, 24, 63, 99TO, and SIE, as well as licenses in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
12/27/1978 - Present
Brown, Lisle/cummings, Inc. (PROVIDENCE RI)
BC
Issued 04/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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