Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Arthur Malone is a financial advisor with Raymond James Financial Services Advisors, Inc. John has over 20 years of experience in the financial services industry. John has worked with firms such as Morgan Stanley and UBS Financial Services Inc. John specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. John is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Michigan, Mississippi, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, and Washington. John has a Series 7, Series 63, and Series 66 license. John is also a Registered Representative (RR) for the firm. John's experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
09/28/2020 - Present
Raymond James Financial Services Advisors, Inc. (Birmingham AL)
AL
06/01/2009 - 10/02/2020
MORGAN STANLEY (BIRMINGHAM AL)
AL
03/26/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
08/14/2000 - 04/02/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
NY
12/02/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 9/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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