Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Arthur Locher is a financial advisor at Wells Fargo Clearing Services, LLC, with over 20 years of experience in the industry. John is registered as a Registered Representative (RA) in Iowa and Texas. John has a wide range of experience and is able to provide financial planning, portfolio management, and investment consulting services to institutional clients. John has been registered with Wells Fargo Clearing Services, LLC since December 2016 and prior to that, John was employed with EDWARD JONES. John's specializations include providing advice on investments, mutual funds, variable annuities, fixed annuities, and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
12/13/2016 - Present
Wells Fargo Clearing Services, LLC (CEDAR RAPIDS IA)
IA
06/06/2000 - 12/13/2016
EDWARD JONES (CEDAR RAPIDS IA)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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