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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Henningfield is a financial advisor in Wauwatosa, WI, and has been in the industry since 1994. John is currently registered with Cetera Investment Advisers LLC. John has a wide range of experience in the financial industry, and has worked with a number of firms over the years, including CADARET, GRANT & CO., INC., TCF SECURITIES, INC., INVEST FINANCIAL CORPORATION, and FORTIS INVESTORS, INC.. John specializes in providing financial planning, portfolio management, and other services to individuals, corporations, and other businesses. John holds a number of licenses and certifications, including Series 6, Series 7, Series 26, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/21/2014 - Present
Cetera Investment Advisers LLC (WAUWATOSA WI)
NY
02/09/2004 - 12/31/2005
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MN
01/27/1995 - 01/05/2001
TCF SECURITIES, INC. (MINNEAPOLIS MN)
WI
06/29/1994 - 01/26/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
01/16/1991 - 04/13/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 09/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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