Unclaimed
John Henningfield is a financial advisor with over 29 years of experience in the industry. John currently works with Cetera Investment Advisers LLC, and has worked with several other firms over the years, including CADARET, GRANT & CO., INC., TCF SECURITIES, INC., INVEST FINANCIAL CORPORATION, and FORTIS INVESTORS, INC.. John is registered in several states and has passed several industry exams, including Series 6, 7, 26, 63 and 65. John is specialized in several areas including Retirement Planning, Estate Planning, College Savings, Asset Allocation, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/21/2014 - Present
Cetera Investment Advisers LLC (WAUWATOSA WI)
NY
02/09/2004 - 12/31/2005
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MN
01/27/1995 - 01/05/2001
TCF SECURITIES, INC. (MINNEAPOLIS MN)
WI
06/29/1994 - 01/26/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
01/16/1991 - 04/13/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 9/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/13/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/2004
Series 7 - General Securities Representative Examination
BC
Issued 1/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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